Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-10
  • TX RA
    APPROVED
    Since 2021-12-10

Branch Locations

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

3105 Windsor Rd, Austin, TX 78703 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Austin TX 01/2017 Present
Wells Fargo Clearing Services, Llc Austin TX 07/2021 Present
The Railroad Seafood Station Odem TX 11/2011 08/2017
Laredo Taco Company Corpus Christi TX 08/2016 02/2017
Department Of Treasury - Internal Revenue Service Austin TX 04/2021 06/2021
  • 01/2017 → Present
    Wells Fargo Bank, Na
    Austin, TX
  • 07/2021 → Present
    Austin, TX
  • 11/2011 → 08/2017
    The Railroad Seafood Station
    Odem, TX
  • 08/2016 → 02/2017
    Laredo Taco Company
    Corpus Christi, TX
  • 04/2021 → 06/2021
    Department Of Treasury - Internal Revenue Service
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-09
  • S66 Uniform Combined State Law Examination
    2021-12-09
Other Names
  • Anthony Miguel Serrano

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor