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Kevin J Hughes

First Trust Advisors LP

Wheaton, IL

Austin, TX

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-08-30
TX RA APPROVED 2021-08-30
  • IL RA
    APPROVED
    Since 2021-08-30
  • TX RA
    APPROVED
    Since 2021-08-30

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Ibc Building 500 West Fifth Street, 8Th Floor, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beechwood Landscaping South Hampton NJ 11/2016 06/2017
Elatron Avalon NJ 06/2017 08/2017
Indiana University Bloomington IN 08/2017 05/2018
The Diving Horse Avalon IN 05/2018 08/2018
Phi Delta Theta Bloomington IN 08/2018 06/2019
Tabula Rasa Moorestown NJ 06/2019 08/2019
Indiana University Bloomington IN 08/2019 06/2020
Resource Philadelphia PA 06/2020 08/2020
Indiana University Bloomington IN 08/2020 07/2021
First Trust Portfolios L.P. Wheaton IL 07/2021 Present
Moorestown High School Moorestown NJ 08/2014 06/2017
  • 11/2016 → 06/2017
    Beechwood Landscaping
    South Hampton, NJ
  • 06/2017 → 08/2017
    Elatron
    Avalon, NJ
  • 08/2017 → 05/2018
    Indiana University
    Bloomington, IN
  • 05/2018 → 08/2018
    The Diving Horse
    Avalon, IN
  • 08/2018 → 06/2019
    Phi Delta Theta
    Bloomington, IN
  • 06/2019 → 08/2019
    Tabula Rasa
    Moorestown, NJ
  • 08/2019 → 06/2020
    Indiana University
    Bloomington, IN
  • 06/2020 → 08/2020
    Resource
    Philadelphia, PA
  • 08/2020 → 07/2021
    Indiana University
    Bloomington, IN
  • 07/2021 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 08/2014 → 06/2017
    Moorestown High School
    Moorestown, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-24
  • S66 Uniform Combined State Law Examination
    2021-07-24

View on SEC IAPD

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Other Investors

CORY JOHN GREBE
ALLAN CURTIS PARLIER
JASON MICHAEL CRUMP
DAVID KEVIN SEITZER
NORMAN CHARLES GARNER
RANDY LEON FLOYD
Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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