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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-08-24 |
| TX | RA | APPROVED | 2023-08-22 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2021 | Present |
| Army National Guard | Florence | AZ | 05/2020 | 04/2023 |
| Unemployed | Chandler | AZ | 02/2021 | 07/2021 |
| Scottsdale Gun Club | Scottsdale | AZ | 05/2015 | 08/2020 |
| Arizona State University | Tempe | AZ | 08/2016 | 12/2018 |
| Air National Guard | Phoenix | AZ | 05/2023 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 07/2021 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 08/2023 | Present |
NAME OF BUSINESS: AIR NATIONAL GUARD NON-INVESTMENT RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: AIR NATIONAL GUARD POSITION: SENIOR AIRMAN START DATE: 05/2023 APPROXIMATE HOURS/MONTH: 16 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SECURITY FORCES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-07 |
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