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Dakota Jones

Ubs Financial Services Inc.

Weehawken, NJ

Midland, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-03
  • TX RA
    APPROVED
    Since 2022-02-03

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

1700 West Wall St Suite 220, Midland, TX 79701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas A&M University College Station TX 08/2014 12/2019
Sports, Back And Pain Management Clinic Bryan TX 05/2016 01/2017
Bodylab Athletics Bryan TX 02/2017 11/2017
Texas A&M Football College Station TX 01/2018 01/2019
Texas A&M Athletics College Station TX 08/2019 05/2020
Friendswood Isd Friendswood TX 06/2020 05/2021
Ubs Weehawken NJ 07/2021 09/2022
Ubs Financial Services In Midland TX 09/2022 Present
  • 08/2014 → 12/2019
    Texas A&M University
    College Station, TX
  • 05/2016 → 01/2017
    Sports, Back And Pain Management Clinic
    Bryan, TX
  • 02/2017 → 11/2017
    Bodylab Athletics
    Bryan, TX
  • 01/2018 → 01/2019
    Texas A&M Football
    College Station, TX
  • 08/2019 → 05/2020
    Texas A&M Athletics
    College Station, TX
  • 06/2020 → 05/2021
    Friendswood Isd
    Friendswood, TX
  • 07/2021 → 09/2022
    Ubs
    Weehawken, NJ
  • 09/2022 → Present
    Ubs Financial Services In
    Midland, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-01
  • S66 Uniform Combined State Law Examination
    2021-05-01

View on SEC IAPD

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Other Investors

Janice A McGunnigle
ANN MARIE REILLEY
HENRY NICHOLSON BARRINGER
TYLER WILLIAM WEAVER
HEATHER OLINGER LAWRENCE
CAMERON HARRIS NEWELL
RICKEY J DEGANGI
Julie Ann Ann Isbey

Other Offices

ALPHA FINANCIAL ADVISORS, LLC · CHARLOTTE, NC
UBS FINANCIAL SERVICES INC. · CHARLOTTE, NC
EQUITABLE ADVISORS, LLC · CHARLOTTE, NC
TD PRIVATE CLIENT WEALTH LLC · Charlotte, NC
INDEPENDENT ADVISOR ALLIANCE, LLC · Charlotte, NC
CREATIVE PLANNING · Charlotte, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Charlotte, NC
BRIGHTHOUSE INVESTMENT ADVISERS, LLC · CHARLOTTE, NC

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