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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-07-06
TX RA APPROVED 2023-07-06
  • PA RA
    APPROVED
    Since 2023-07-06
  • TX RA
    APPROVED
    Since 2023-07-06

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 07/2021 Present
H&R Block Collegeville PA 12/2020 07/2021
Redner's Fresh Market Audubon PA 10/2019 06/2021
Unemployed Audubon PA 12/2013 10/2019
Vanguard Advisers, Inc. Malvern PA 07/2023 Present
Vanguard Marketing Corporation Malvern PA 07/2021 Present
  • 07/2021 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 12/2020 → 07/2021
    H&R Block
    Collegeville, PA
  • 10/2019 → 06/2021
    Redner's Fresh Market
    Audubon, PA
  • 12/2013 → 10/2019
    Unemployed
    Audubon, PA
  • 07/2023 → Present
    Malvern, PA
  • 07/2021 → Present
    Vanguard Marketing Corporation
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-05
S63 Uniform Securities Agent State Law Examination 2021-09-03
  • S66 Uniform Combined State Law Examination
    2023-07-05
  • S63 Uniform Securities Agent State Law Examination
    2021-09-03

View on SEC IAPD

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