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Bernadette Chavez

Morgan Stanley

Santa Fe, NM

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
NM RA APPROVED 2016-11-21
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • NM RA
    APPROVED
    Since 2016-11-21

Branch Locations

150 Washington Avenue Suite 301, Santa Fe, NM 87501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Albuquerque NM 01/2009 Present
Morgan Stanley Smith Barney Santa Fe NM 06/2009 Present
  • 01/2009 → Present
    Morgan Stanley & Co. Incorporated
    Albuquerque, NM
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Santa Fe, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-20
  • S66 Uniform Combined State Law Examination
    2016-11-20

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

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