Luis Felipe Mendoza

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 04/2020
  International Bank Of Commerce
  Laredo, TX
• 05/2016 → 01/2017
  Unemployed
  Laredo, TX
• 08/2019 → 08/2021
  Rio Dex Llc
  Laredo, TX
• 07/2021 → Present
  Tejas Financial Advisors
  Laredo, TX
• 07/2021 → Present
  Commonwealth Financial Network
  San Diego, CA

Other Businesses

1. Fixed insurance sales; as of 4/06/2022; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Presenter with ComPsych teaching financial awareness; Located at 455 N. Cityfront Plaza Drive, 13th Floor, Chicago, IL 60611-5322; As of 03/09/2023; 0% of time spent during business hours; Not conducted at branch location; Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2022-02-21

Other Names

• Louie Mendoza
• Luis Felipe Mendoza