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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-23 |
Branch Locations
121 Calle Del Norte Suite 103, Laredo, TX 78041 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| International Bank Of Commerce | Laredo | TX | 01/2017 | 04/2020 |
| Unemployed | Laredo | TX | 05/2016 | 01/2017 |
| Rio Dex Llc | Laredo | TX | 08/2019 | 08/2021 |
| Tejas Financial Advisors | Laredo | TX | 07/2021 | Present |
| Commonwealth Financial Network | San Diego | CA | 07/2021 | Present |
1. Fixed insurance sales; as of 4/06/2022; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Presenter with ComPsych teaching financial awareness; Located at 455 N. Cityfront Plaza Drive, 13th Floor, Chicago, IL 60611-5322; As of 03/09/2023; 0% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-21 |
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