Nicolas Drogaris

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 11/2021
  Edward Jones
  Goodyear, AZ
• 05/2019 → 08/2019
  Vip Mortgage
  Scottsdale, AZ
• 05/2015 → 08/2018
  Sonora Lifeguarding
  Goodyear, AZ
• 12/2021 → 04/2023
  Ubs Financial Services Inc
  Phoenix, AZ
• 09/2019 → 06/2021
  N/A Unemployed
  Goodyear, AZ
• 09/2018 → 04/2019
  Unemployed
  Goodyear, AZ
• 07/2023 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 11/2023 → 05/2026
  Charles Schwab Trust Bank
  Phoenix, AZ
• 05/2026 → Present
  Charles Schwab Bank, Ssb
  Phoenix, AZ

Previous Registrations

• 2023-01-23 → 2023-04-27
  Ubs Financial Services Inc.
  Phoenix, AZ

Exams

• S66 Uniform Combined State Law Examination
  2023-01-21

Other Names

• Nicolas Alexander Drogaris
• Nicolas Drogaris