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David Wilson

Rbc Rochdale, LLC

Beverly Hills, CA

New York, NY

Los Angeles, CA

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-04
  • CA RA
    APPROVED
    Since 2023-08-04

Branch Locations

400 North Roxbury Drive, Beverly Hills, CA 90210 • United States

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities, Llc Los Angeles CA 06/2021 08/2022
Wells Fargo Los Angeles CA 06/2020 08/2020
Cappello Global Los Angeles CA 06/2019 08/2019
Drake Star Partners Los Angeles CA 10/2018 12/2018
University Of California Los Angeles Los Angeles CA 09/2017 06/2021
Olympian High School Chula Vista CA 09/2013 09/2017
Cnr Securities, Llc Beverly Hills CA 09/2022 Present
  • 06/2021 → 08/2022
    Wells Fargo Securities, Llc
    Los Angeles, CA
  • 06/2020 → 08/2020
    Wells Fargo
    Los Angeles, CA
  • 06/2019 → 08/2019
    Cappello Global
    Los Angeles, CA
  • 10/2018 → 12/2018
    Drake Star Partners
    Los Angeles, CA
  • 09/2017 → 06/2021
    University Of California Los Angeles
    Los Angeles, CA
  • 09/2013 → 09/2017
    Olympian High School
    Chula Vista, CA
  • 09/2022 → Present
    Cnr Securities, Llc
    Beverly Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-03
S63 Uniform Securities Agent State Law Examination 2021-11-22
  • S65 Uniform Investment Adviser Law Examination
    2023-08-03
  • S63 Uniform Securities Agent State Law Examination
    2021-11-22
Other Names
  • David Patrick Wilson

View on SEC IAPD

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LILY CAI

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RBC SECURITIES, INC · Pasadena, CA
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RBC ROCHDALE, LLC · Pasadena, CA
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