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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-01
  • TX RA
    APPROVED
    Since 2022-09-01

Branch Locations

401 Pitchfork Trail #707, Willow Park, TX 76087 • United States

6012 W William Cannon Dr. Ste. A101, Austin, TX 78749 • United States

3300 South 14Th St., Abilene, TX 79605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 07/2021 08/2022
Cambridge Investment Research Inc. Fairfield IA 07/2021 Present
Boyd Isd Boyd TX 09/2019 Present
White Settlement Isd Fort Worth TX 09/2016 08/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2022 Present
  • 07/2021 → 08/2022
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 07/2021 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 09/2019 → Present
    Boyd Isd
    Boyd, TX
  • 09/2016 → 08/2019
    White Settlement Isd
    Fort Worth, TX
  • 09/2022 → Present
    Fairfield, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/01/2022

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-22
S63 Uniform Securities Agent State Law Examination 2022-02-17
  • S65 Uniform Investment Adviser Law Examination
    2022-06-22
  • S63 Uniform Securities Agent State Law Examination
    2022-02-17

View on SEC IAPD

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