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Roger Leon Williams

Edward Jones

Azle, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-03-22
  • TX RA
    APPROVED
    Since 2010-03-22

Branch Locations

1341 Southeast Parkway Suite 104, Azle, TX 76020 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 01/2010 Present
Other Businesses

LAKE POINTE ELEMENTARY PTA VP - BUDGET & FINANCE PREPARE ANNUAL BUDGET, DIRECT FUNDRAISING, CO-SIGNER ON CHECKING ACCT. (REQUIRES 2 SIGNATURES OF THE 3 APPROVED SIGNERS ) TERM SET TO EXPIRE IN MAY 2010

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-19
  • S66 Uniform Combined State Law Examination
    2010-03-19
Other Names
  • Roger Williams

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