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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2009-01-31
DC RA APPROVED 2008-12-12
TX RA APPROVED 2008-08-11
WI RA APPROVED 2007-11-05
  • OK RA
    APPROVED
    Since 2009-01-31
  • DC RA
    APPROVED
    Since 2008-12-12
  • TX RA
    APPROVED
    Since 2008-08-11
  • WI RA
    APPROVED
    Since 2007-11-05

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919 • United States

Appleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Appleton WI 11/2007 Present
Thrivent Financial For Lutherans Appleton WI 10/2007 Present
Thrivent Financial For Lutherans Appleton WI 07/2008 Present
  • 11/2007 → Present
    Appleton, WI
  • 10/2007 → Present
    Thrivent Financial For Lutherans
    Appleton, WI
  • 07/2008 → Present
    Thrivent Financial For Lutherans
    Appleton, WI
Previous Registrations
  • 2006-03-14 → 2007-10-22
    Triolo Financial Inc.
    San Antonio, TX
Other Businesses

APPLETON CURLING CLUB POSITION: BARTENDER NATURE: ON DUTY BARTENDER DURING CURLING GAMES - THIS IS A VOLUNTARY SERVICE; I'M NOT BEING PAID OR COLLECTING TIPS. INVESTMENT RELATED: NO NUMBER OF HOURS: 16 INVESTMENT RELATED HOURS: 0 START DATE: 01/14/2015 ADDRESS: 307 WESTHILL BLVD, APPLETON WI 54914 DESCRIPTION: POUR BEER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-12
  • S66 Uniform Combined State Law Examination
    2005-08-12
Other Names
  • Tom M Triolo

View on SEC IAPD

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