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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-04
TX RA APPROVED_RES 2026-03-03
  • FL RA
    APPROVED
    Since 2026-03-04
  • TX RA
    APPROVED_RES
    Since 2026-03-03

Branch Locations

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

425 Town Plaza Avenue, Ponte Vedra, FL 32081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Silver Oak Securities Inc Jackson TN 07/2021 Present
Dawson County Board Of Education Dawsonville GA 05/2014 05/2022
Rfg Advisory Llc Dba Black Oak Asset Management Ponte Vedra FL 02/2026 Present
  • 07/2021 → Present
    Silver Oak Securities Inc
    Jackson, TN
  • 05/2014 → 05/2022
    Dawson County Board Of Education
    Dawsonville, GA
  • 02/2026 → Present
    Rfg Advisory Llc Dba Black Oak Asset Management
    Ponte Vedra, FL
Previous Registrations
Other Businesses

1)Black Oak Asset Management, Investment Related, 425 Town Plaza Avenue, Ponte Vedra, FL, 32081, Black Oak Asset Management, Financial Planner, 02/2026, 80 hours per month, 80 hours per month during trading hours, Commission Compensation, DBA for RIA Affiliation 2) RFG Advisory LLC; Investment Related; 1400 Urban Center Dr., 475, Birmingham AL 35242; Investment Advisor Rep; 3/2/2026; 80 hrs per month, 80 hours per month during trading; IAR for RIA 3) The Pinnacle Group - Investment Related - 12724 Gran Bay Pkwy, Bldg 1, Suite 150, Jacksonville, FL 32588 - Insurance IMO- Agent - 3/2/2026 - 40 hours per month during trading - Agent provider of insurance products. 4) Beacon Services Group, LLC, NOT Investment Related,"41 Furrier Ct, , Ponte Vedra, FL, 32081, Education Consulting, Owner/Consultant,6/1/2022, 25 hours per month, 0 hours per month during trading hours, Fee Based Compensation, Consult with school districts across Georgia.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-04-01
S65 Uniform Investment Adviser Law Examination 2022-02-09
  • S63 Uniform Securities Agent State Law Examination
    2022-04-01
  • S65 Uniform Investment Adviser Law Examination
    2022-02-09

View on SEC IAPD

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