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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-21
  • TX RA
    APPROVED
    Since 2024-02-21

Branch Locations

848 Dominion, Suite 100, Katy, TX 77450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Baytown TX 07/2021 02/2024
April Roberts Sugar Land TX 08/2019 09/2019
Fpa Externship Houston TX 06/2020 07/2020
Texas A&M College Station TX 08/2018 05/2019
Unemployed Katy TX 12/2015 07/2018
Unemployed Katy TX 10/2019 05/2020
Unemployed Sugar Land TX 08/2020 04/2021
Unemployed Katy TX 06/2019 07/2019
Primerica Riverside CA 05/2021 06/2021
Cambridge Investment Research, Inc. Fairfield IA 02/2024 Present
Cambridge Investment Research Advisor, Inc. Fairfield IA 02/2024 Present
  • 07/2021 → 02/2024
    Baytown, TX
  • 08/2019 → 09/2019
    April Roberts
    Sugar Land, TX
  • 06/2020 → 07/2020
    Fpa Externship
    Houston, TX
  • 08/2018 → 05/2019
    Texas A&M
    College Station, TX
  • 12/2015 → 07/2018
    Unemployed
    Katy, TX
  • 10/2019 → 05/2020
    Unemployed
    Katy, TX
  • 08/2020 → 04/2021
    Unemployed
    Sugar Land, TX
  • 06/2019 → 07/2019
    Unemployed
    Katy, TX
  • 05/2021 → 06/2021
    Primerica
    Riverside, CA
  • 02/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2024 → Present
    Cambridge Investment Research Advisor, Inc.
    Fairfield, IA
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2024, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 2) MCGEE WEALTH MANAGEMENT, 848 Dominion Dr, Ste 100, Katy TX 77450, 01/2025, W2 Employee, Employee (receive a W-2), NIR, 160 HR/MO, 130 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-04
S63 Uniform Securities Agent State Law Examination 2021-05-26
  • S65 Uniform Investment Adviser Law Examination
    2021-10-04
  • S63 Uniform Securities Agent State Law Examination
    2021-05-26
Designations
Other Names
  • Alex Vo

View on SEC IAPD

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