Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-21 |
| FL | RA | APPROVED | 2024-07-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup N.A. | Tampa | FL | 02/2020 | 06/2024 |
| Bank Of America N.A. | Sarasota | FL | 04/2017 | 02/2020 |
| Starboard Cruise Services | Miami | FL | 09/2014 | 09/2016 |
| Unemployed | Miami | FL | 09/2016 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 06/2024 | Present |
| Knights Valet Llc | Tampa | FL | 12/2019 | 05/2021 |
| Bank Of America, N.A. | Tampa | FL | 07/2024 | Present |
I*4814269, Entity Type: Entity For Profit, Name of OBA: Soccer Shots, Address: Tampa, Florida, 33607, Investment Related: N, Position, Title, Association: ["Employee"], Employee Start Date: 09/01/2026, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties: to teach how to play and basic soccer skills Teaching, train and develop youth soccer players at recreational level
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-03 |
Reach out to this advisor