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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-26 |
| TX | RA | APPROVED | 2023-06-20 |
Branch Locations
14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2021 | Present |
| Self-Employed | Scottsdale | AZ | 06/2021 | 09/2023 |
| Department Of Rec Sports At Oregon State University | Corvallis | OR | 10/2017 | 06/2021 |
| Oregon State University | Corvallis | OR | 09/2017 | 06/2021 |
| Ups | Tualatin | OR | 12/2020 | 12/2020 |
| Lile Moving And Storage | Tualatin | OR | 06/2019 | 09/2020 |
| Mass Mutual | Lake Oswego | OR | 06/2020 | 06/2020 |
| Self-Employed | Portland | OR | 06/2018 | 12/2018 |
| Home Builders Association Of Portland | Lake Oswego | OR | 06/2018 | 09/2018 |
| Self-Employed | Portland | OR | 11/2016 | 08/2018 |
| Central Catholic High School | Portland | OR | 06/2013 | 06/2017 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 07/2021 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 06/2023 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 8/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FIDUCIARY DUTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-07 |
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