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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-28
UT RA APPROVED 2022-11-14
  • TX RA
    APPROVED
    Since 2022-11-28
  • UT RA
    APPROVED
    Since 2022-11-14

Branch Locations

60 E South Temple St, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services. Llc Salt Lake City UT 06/2021 09/2022
Wells Fargo Clearing Services Llc Salt Lake City UT 11/2019 06/2021
Amerisource Bergen Salt Lake City UT 08/2018 10/2019
Apria Healthcare Salt Lake City UT 03/2018 08/2018
Cricket Wireless Cedar City UT 09/2017 03/2018
Unemployed Cedar City UT 08/2017 09/2017
Home Depot Tooele UT 04/2017 09/2017
Unemployed Tooele UT 11/2016 03/2017
Boost Mobile Tooele UT 08/2016 11/2016
Uber Herriman UT 09/2018 11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 10/2022 Present
Bank Of America, N.A. Salt Lake City UT 11/2022 Present
  • 06/2021 → 09/2022
    Salt Lake City, UT
  • 11/2019 → 06/2021
    Salt Lake City, UT
  • 08/2018 → 10/2019
    Amerisource Bergen
    Salt Lake City, UT
  • 03/2018 → 08/2018
    Apria Healthcare
    Salt Lake City, UT
  • 09/2017 → 03/2018
    Cricket Wireless
    Cedar City, UT
  • 08/2017 → 09/2017
    Unemployed
    Cedar City, UT
  • 04/2017 → 09/2017
    Home Depot
    Tooele, UT
  • 11/2016 → 03/2017
    Unemployed
    Tooele, UT
  • 08/2016 → 11/2016
    Boost Mobile
    Tooele, UT
  • 09/2018 → 11/2018
    Uber
    Herriman, UT
  • 10/2022 → Present
    Salt Lake City, UT
  • 11/2022 → Present
    Bank Of America, N.A.
    Salt Lake City, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-15
  • S66 Uniform Combined State Law Examination
    2021-11-15
Other Names
  • Chase Larsen
  • Christopher C Larsen

View on SEC IAPD

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