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Nicholas Derbak

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Wells Fargo Clearing Services, LLC

Des Peres, MO

St. Louis, MO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-10-17
  • MO RA
    APPROVED
    Since 2023-10-17

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-06-20
  • MO RA
    APPROVED
    Since 2023-06-20

Branch Locations

Des Peres, MO • United States

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Tech Solutions Jersey City NJ 06/2021 09/2021
Wells Fargo Clearing Services Llc St. Louis MO 06/2021 Present
University Of Missouri Columbia Columbia MO 08/2015 12/2018
Maryville University Chesterfield MO 01/2020 Present
Unemlpoyed Chesterfield MO 01/2019 12/2019
  • 06/2021 → 09/2021
    Us Tech Solutions
    Jersey City, NJ
  • 06/2021 → Present
    Wells Fargo Clearing Services Llc
    St. Louis, MO
  • 08/2015 → 12/2018
    University Of Missouri Columbia
    Columbia, MO
  • 01/2020 → Present
    Maryville University
    Chesterfield, MO
  • 01/2019 → 12/2019
    Unemlpoyed
    Chesterfield, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-20
S63 Uniform Securities Agent State Law Examination 2021-09-10
  • S66 Uniform Combined State Law Examination
    2023-06-20
  • S63 Uniform Securities Agent State Law Examination
    2021-09-10
Other Names
  • Nicholas Derbak
  • Nicholas Michael Derbak

View on SEC IAPD

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