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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-01-10
  • PA RA
    APPROVED
    Since 2025-01-10

Branch Locations

Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States

Berwyn, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments Llc Princeton NJ 07/2021 01/2024
The Vanguard Group, Inc. Malvern PA 06/2012 05/2021
Blackrock Princeton NJ 06/2021 01/2024
Rbc Capital Markets, Llc Conshohocken PA 01/2025 Present
Unemployed Berwyn PA 01/2024 12/2024
  • 07/2021 → 01/2024
    Blackrock Investments Llc
    Princeton, NJ
  • 06/2012 → 05/2021
    The Vanguard Group, Inc.
    Malvern, PA
  • 06/2021 → 01/2024
    Blackrock
    Princeton, NJ
  • 01/2025 → Present
    Conshohocken, PA
  • 01/2024 → 12/2024
    Unemployed
    Berwyn, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-23
  • S66 Uniform Combined State Law Examination
    2021-12-23

View on SEC IAPD

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