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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-02 |
| SD | RA | APPROVED | 2025-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Rapid City | SD | 12/2019 | 11/2024 |
| U.S. Bancorp Investments, Inc. | Rapid City | SD | 07/2021 | 11/2024 |
| Wells Fargo Bank | Rapid City | SD | 02/2009 | 11/2019 |
| Lpl Financial Llc | Rapid City | SD | 12/2024 | Present |
| Pioneer Bank & Trust | Rapid City | SD | 12/2024 | Present |
1)12/05/2024 - Pioneer Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/05/2024 - Notary - State of South Dakota - Inv Rel - Start: 02/2010 3)12/05/2024 - Neighbors Paint & Stain LLC - Business Owner Painting - Residential Painting Business - Non-Inv Rel - Rapid City, SD - start: 05/2022 - 80 Hr/Mth 4)12/05/2024 - Rapid Celebration Signs - Business Owner Temporary yard signs - Non-Inv Rel - Rapid City, SD - start: 03/2021 - 5 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-19 |
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