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Exton A Bassett

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-11-09
  • AZ RA
    APPROVED
    Since 2023-11-09

Branch Locations

4750 E Francisco, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 07/2021 Present
Marcus And Millichap Phoenix AZ 07/2019 08/2019
Sushi Garden Tucson AZ 05/2018 08/2018
Tri Cs Inc Mesa AZ 05/2017 05/2021
Texas Roadhouse Gilbert AZ 11/2014 04/2018
Charles Schwab Bank Phoenix AZ 10/2025 Present
  • 07/2021 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 07/2019 → 08/2019
    Marcus And Millichap
    Phoenix, AZ
  • 05/2018 → 08/2018
    Sushi Garden
    Tucson, AZ
  • 05/2017 → 05/2021
    Tri Cs Inc
    Mesa, AZ
  • 11/2014 → 04/2018
    Texas Roadhouse
    Gilbert, AZ
  • 10/2025 → Present
    Charles Schwab Bank
    Phoenix, AZ
Other Businesses

Arcadia Lacrosse|Investment Related:No|4703 E Indian School Rd;Phoenix;AZ;85018;USA|Lacrosse Club|Assistant Coach|2024-10-16|HoursPerMonth:20-40|HoursSpentduringSecurityTrading:0|Leading young men on an organized Lacrosse Team at the high school level.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-02
S63 Uniform Securities Agent State Law Examination 2022-01-19
  • S66 Uniform Combined State Law Examination
    2023-11-02
  • S63 Uniform Securities Agent State Law Examination
    2022-01-19
Other Names
  • Exton Bassett

View on SEC IAPD

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