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Riley Whitfield

J.P. Morgan Securities LLC

Westerville, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-21
TX RA APPROVED 2023-08-21
  • OH RA
    APPROVED
    Since 2023-08-21
  • TX RA
    APPROVED
    Since 2023-08-21

Branch Locations

370 S Cleveland Ave, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Westerville OH 06/2021 Present
J.P Morgan Securities Llc Westerville OH 06/2021 Present
Columbus Special Improvement District Columbus OH 06/2019 09/2019
Knotty Pine Brewing Company Grandview Heights OH 09/2015 05/2019
Unemployed Columbus OH 10/2019 05/2021
  • 06/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Westerville, OH
  • 06/2021 → Present
    J.P Morgan Securities Llc
    Westerville, OH
  • 06/2019 → 09/2019
    Columbus Special Improvement District
    Columbus, OH
  • 09/2015 → 05/2019
    Knotty Pine Brewing Company
    Grandview Heights, OH
  • 10/2019 → 05/2021
    Unemployed
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-24
S63 Uniform Securities Agent State Law Examination 2021-09-29
  • S66 Uniform Combined State Law Examination
    2023-05-24
  • S63 Uniform Securities Agent State Law Examination
    2021-09-29
Other Names
  • Riley O Whitfield
  • Riley Whitfield
  • Riley Owen Shanahan Whitfield

View on SEC IAPD

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Other Investors

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SHAWN MICHAEL ARSENEAU
Deana Christine Arseneau
John Holden McKewen
ALLEN LEE WEAVER
Sathaporn Sathaporn Nguapha
DANIEL PATRICK MILLER

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WESTERVILLE, OH

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