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Thomas Jason Parker

Wells Fargo Clearing Services, LLC

Minneapolis, MN

CRD 7408904

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-03-31
  • MN RA
    APPROVED
    Since 2025-03-31

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfk Financial Plymouth MN 02/2020 06/2021
Grupo Antolin, Alabama Mccalla AL 05/2019 11/2019
Unemployed Rogers AR 11/2019 02/2020
Bekaert Corporation Van Buren AR 12/2014 08/2018
Unemployed Rogers AR 09/2018 05/2019
Raymond James Financial Services, Inc Plymouth MN 07/2021 03/2025
Pfk Financial Services Plymouth MN 06/2021 06/2021
Raymond James Financial Services Advisors, Inc Plymouth MN 10/2023 03/2025
Wells Fargo Clearing Services, Llc Minneapolis MN 03/2025 Present
  • 02/2020 → 06/2021
    Pfk Financial
    Plymouth, MN
  • 05/2019 → 11/2019
    Grupo Antolin, Alabama
    Mccalla, AL
  • 11/2019 → 02/2020
    Unemployed
    Rogers, AR
  • 12/2014 → 08/2018
    Bekaert Corporation
    Van Buren, AR
  • 09/2018 → 05/2019
    Unemployed
    Rogers, AR
  • 07/2021 → 03/2025
    Raymond James Financial Services, Inc
    Plymouth, MN
  • 06/2021 → 06/2021
    Pfk Financial Services
    Plymouth, MN
  • 10/2023 → 03/2025
    Raymond James Financial Services Advisors, Inc
    Plymouth, MN
  • 03/2025 → Present
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-12
  • S66 Uniform Combined State Law Examination
    2023-10-12
Other Names
  • Thomas Parker

View on SEC IAPD

Nearby Firms

HAYS FINANCIAL GROUP, LLC
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT PRIVATE INVESTMENTS

Nearby Investors

Matthew William Hogan
GREGORY ALAN KLEIN
Bryon Andrew Eggan

Nearby Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN

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