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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-03-31
  • MN RA
    APPROVED
    Since 2025-03-31

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfk Financial Plymouth MN 02/2020 06/2021
Grupo Antolin, Alabama Mccalla AL 05/2019 11/2019
Unemployed Rogers AR 11/2019 02/2020
Bekaert Corporation Van Buren AR 12/2014 08/2018
Unemployed Rogers AR 09/2018 05/2019
Raymond James Financial Services, Inc Plymouth MN 07/2021 03/2025
Pfk Financial Services Plymouth MN 06/2021 06/2021
Raymond James Financial Services Advisors, Inc Plymouth MN 10/2023 03/2025
Wells Fargo Clearing Services, Llc Minneapolis MN 03/2025 Present
  • 02/2020 → 06/2021
    Pfk Financial
    Plymouth, MN
  • 05/2019 → 11/2019
    Grupo Antolin, Alabama
    Mccalla, AL
  • 11/2019 → 02/2020
    Unemployed
    Rogers, AR
  • 12/2014 → 08/2018
    Bekaert Corporation
    Van Buren, AR
  • 09/2018 → 05/2019
    Unemployed
    Rogers, AR
  • 07/2021 → 03/2025
    Raymond James Financial Services, Inc
    Plymouth, MN
  • 06/2021 → 06/2021
    Pfk Financial Services
    Plymouth, MN
  • 10/2023 → 03/2025
    Plymouth, MN
  • 03/2025 → Present
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-12
  • S66 Uniform Combined State Law Examination
    2023-10-12
Other Names
  • Thomas Parker

View on SEC IAPD

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