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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-03-31 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfk Financial | Plymouth | MN | 02/2020 | 06/2021 |
| Grupo Antolin, Alabama | Mccalla | AL | 05/2019 | 11/2019 |
| Unemployed | Rogers | AR | 11/2019 | 02/2020 |
| Bekaert Corporation | Van Buren | AR | 12/2014 | 08/2018 |
| Unemployed | Rogers | AR | 09/2018 | 05/2019 |
| Raymond James Financial Services, Inc | Plymouth | MN | 07/2021 | 03/2025 |
| Pfk Financial Services | Plymouth | MN | 06/2021 | 06/2021 |
| Raymond James Financial Services Advisors, Inc | Plymouth | MN | 10/2023 | 03/2025 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-12 |
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