Jonathan Emile Carlon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 06/2017
  Quench Fine Wines
  Chandler, AZ
• 07/2017 → 06/2021
  Fws Distributors Llc Dba Progress Wine Group
  Orlando, FL
• 07/2021 → 04/2023
  Stifel, Nicolaus And Company, Inc.
  Scottsdale, AZ
• 04/2023 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2022-02-28 → 2023-05-05
  Stifel, Nicolaus & Company, Incorporated
  Scottsdale, AZ

Other Businesses

1) 04/05/2023 - Carlon Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 05/16/2024 - Pacific Southwest Financial a Capitas Financial Partner - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/24/2024 - 8 Hours Per Month/ 0 Hours During Trading 3) 03/10/2025 - The Twisted Tines - Not Investment Related - Outside/W-2 Employment - Mesa, AZ - Start Date:03/10/2025 - 4 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2022-01-11

Other Names

• Jono Carlon
• Jonathan Carlon