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Max Thompson

J.P. Morgan Securities LLC

Westerville, OH

Chicago, IL

Westerville, OH

Chicago, IL

Westerville, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-23
OH RA APPROVED 2015-10-02
  • TX RA
    APPROVED_RES
    Since 2015-11-23
  • OH RA
    APPROVED
    Since 2015-10-02

Branch Locations

370 S Cleveland Ave, Westerville, OH 43081 • United States

10 S Dearborn St, Chicago, IL 60603-2300 • United States

370 S Cleveland Ave, Westerville, OH 43081 • United States

10 S Dearborn St Floor 11, Chicago, IL 60603 • United States

370 S Cleveland Ave, Floor 02, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Westerville OH 09/2015 07/2018
J.P. Morgan Securities Llc Westerville OH 07/2018 Present
Previous Registrations
  • 2012-12-12 → 2015-09-25
    Pnc Wealth Management Llc
    Reynoldsburg, OH
    Pickerington, OH
    Reynoldsburg, OH
    Canal Winchester, OH
    Westerville, OH
    Columbus, OH
  • 2012-10-01 → 2012-11-30
    J.P. Morgan Securities Llc
    Columbus, OH
    Reynoldsburg, OH
    Whitehall, OH
  • 2012-05-22 → 2012-10-01
    Chase Investment Services Corp.
    Whitehall, OH
    Reynoldsburg, OH
    Columbus, OH
  • 2005-05-23 → 2012-02-24
    Ameriprise Financial Services, Llc
    Columbus, OH
    Columbus, OH
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-24
  • S66 Uniform Combined State Law Examination
    2010-11-24
Other Names
  • Max Thomas Thompson

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
ARSENEAU FINANCIAL
ELEVATION FINANCIAL PARTNERS, LLC
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
FIFTH THIRD SECURITIES, INC.
PRIVATE ADVISOR GROUP, LLC
KEY INVESTMENT SERVICES LLC

Other Investors

JANET LEA GABEL
WILLIAM MITCHELL GARNER
SHAWN MICHAEL ARSENEAU
Deana Christine Arseneau
John Holden McKewen
ALLEN LEE WEAVER
Sathaporn Sathaporn Nguapha
DANIEL PATRICK MILLER

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WESTERVILLE, OH

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