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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-02-15 |
| TX | RA | APPROVED | 2022-02-08 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Las Vegas | NV | 07/2021 | 11/2021 |
| Utah Valley University | Orem | UT | 08/2017 | 05/2021 |
| H&R Block | Star | ID | 01/2021 | 04/2021 |
| Sgfusion Living | Provo | UT | 05/2018 | 08/2020 |
| Pizza Pie Cafe | Provo | UT | 10/2017 | 01/2019 |
| Salt Lake Culinary Arts Center | Salt Lake City | UT | 06/2017 | 10/2017 |
| Church Of Jesus Christ Of Latter Day Saints | Knoxville | TN | 12/2015 | 06/2017 |
| Unemployed | Las Vegas | NV | 05/2021 | 07/2021 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2022 | Present |
| Unemployed | Tempe | AZ | 12/2021 | 01/2022 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Rental Property INVESTMENT RELATED ADDRESS (City/State): Las Vegas, NV. 89169 NATURE OF BUSINESS: Airbnb rental POSITION: Owner and manager START DATE (Month/Year):11/2021 APPROXIMATE HOURS PER MONTH:5 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Respond to prospects and current resident. Coordinate cleaning and maintenance team.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-13 |
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