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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-27 |
| CA | RA | APPROVED | 2022-07-22 |
Branch Locations
2595 W Chandler Blvd, Chandler, AZ 85224 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 06/2021 | Present |
| Ascend Company | Peoria | AZ | 05/2019 | 06/2021 |
| Mesa Community College | Mesa | AZ | 01/2011 | 05/2021 |
| Benedictine University | Mesa | AZ | 09/2019 | 03/2021 |
| Independent Contractor-Skywatts Energy | Peoria | AZ | 10/2018 | 09/2019 |
| Icon Power | Tempe | AZ | 06/2017 | 10/2018 |
| Solar Topps | Phoenix | AZ | 09/2016 | 06/2017 |
| Unemployed | Scottsdale | AZ | 06/2016 | 09/2016 |
// First LLC Starts Here // the name of the other business; Ascend Company LLC whether the business is investment-related; No the address of the other business; 10700 N 85th Ave Unit 583 Peoria, AZ 85345 the nature of the other business; Marketing contract work your position; Owner title, or relationship with the other business; Owner the start date of your relationship; 5/9/2019 the approximate number of hours/month you devote to the other business; 8 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Occasionally complete contract work for a marketing client // Second LLC Starts Here // the name of the other business; Midori Media LLC whether the business is investment-related; No the address of the other business; 1341 N Concord Ave Chandler, AZ 85225 the nature of the other business; Photography and videography contract work your position; Co-owner title, or relationship with the other business; Co-owner the start date of your relationship; 3/14/2019 the approximate number of hours/month you devote to the other business; Less than 1 hour the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Occasionally complete contract work for a client that needs photography or video media made
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-21 |
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