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Tommy Ngo

Strategic Advisers LLC

San Jose, CA

San Jose, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-13
CA RA APPROVED 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2026-01-13
  • CA RA
    APPROVED
    Since 2025-03-31

Branch Locations

4160 N First St, San Jose, CA 95134-1513 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Milpitas CA 07/2021 12/2024
Chase Bank San Jose CA 02/2019 07/2021
Student San Jose CA 08/2004 02/2019
Charles Schwab Bank, Ssb Milpitas CA 07/2021 12/2024
Fidelity Investments San Jose CA 01/2025 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2021 → 12/2024
    Charles Schwab & Co., Inc.
    Milpitas, CA
  • 02/2019 → 07/2021
    Chase Bank
    San Jose, CA
  • 08/2004 → 02/2019
    Student
    San Jose, CA
  • 07/2021 → 12/2024
    Charles Schwab Bank, Ssb
    Milpitas, CA
  • 01/2025 → Present
    Fidelity Investments
    San Jose, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2025-02-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    San Jose, CA
    San Jose, CA
  • 2022-07-01 → 2025-01-04
    Charles Schwab & Co., Inc.
    Los Altos, CA
    San Mateo, CA
    Milpitas, CA
    Milpitas, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-01
  • S66 Uniform Combined State Law Examination
    2022-07-01
Other Names
  • Tommy Ngo
  • Tommy Trung Tin Ngo

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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