Tommy Ngo

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 12/2024
  Charles Schwab & Co., Inc.
  Milpitas, CA
• 02/2019 → 07/2021
  Chase Bank
  San Jose, CA
• 08/2004 → 02/2019
  Student
  San Jose, CA
• 07/2021 → 12/2024
  Charles Schwab Bank, Ssb
  Milpitas, CA
• 01/2025 → Present
  Fidelity Investments
  San Jose, CA
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2025-02-13 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  San Jose, CA
  San Jose, CA
• 2022-07-01 → 2025-01-04
  Charles Schwab & Co., Inc.
  Los Altos, CA
  San Mateo, CA
  Milpitas, CA
  Milpitas, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-07-01

Other Names

• Tommy Ngo
• Tommy Trung Tin Ngo