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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-23 |
| NY | RA | APPROVED | 2022-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc. | Scarsdale | NY | 05/2021 | 03/2022 |
| T.D. Bank, N.A. | White Plains | NY | 12/2019 | 02/2020 |
| T.D. Bank, N.A. | Rye | NY | 08/2015 | 12/2019 |
| Unemployed | Rye | NY | 03/2020 | 05/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bronxville | NY | 03/2022 | Present |
| Bank Of America, N.A. | Bronxville | NY | 08/2022 | Present |
I*,1697308 Name of OBA: Rahzel Brown Address: New Rochelle,NY,10801 Investment Related: NO Position, Title, Association: OTHER Employee Start Date: 05/15/2024 No Hours :WEEKLY No Hours during trading: 0 Duties: Musical Composition and Mechanical Royalties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-28 |
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