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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-01-26 |
Branch Locations
22 Bull St, Savannah, GA 31401 • United States
One Bryant Park, New York, NY 10036 • United States
Jesup, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporate | Savannah | GA | 01/2005 | Present |
Name: Amway, Corp. Investment-related: No Address: Grand Rapids, MI 49508. Nature of Business. Direct Sales/Network Marketing Company. Position/Relationship: Independent Business Owner (IBO). Start Date: 12/2017. 5 hours per month devoted. Hours devoted during securities trading hours: 0 No required duties related to this business, its a hobby. Time spent is used placing personal and customer product orders. I*1289269 Entity Type: For Profit Name: Real Estate License Investment related: No Address of business: Jesup, Georgia, 31545 Position, title, association: Real Estate Agent Start date of relationship: 8/1/2023 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: Real Estate Agent, Seeking to obtain a real estate licenses solely for the purpose of personal transactions, including potential rental properties, personal investment properties or "flips". License would not be used for the public or unrelated transactions. I*2555297, Entity Type: Entity For Profit, Name of OBA: Overhaul LLC, Address: Jesup, Georgia, 31545, Investment Related: No, Position, Title, Association: Owner, Employee State Date: 08/01/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Expected responsibilities include business development conversations with potential businesses requiring vending machine services. All customer service, maintenance, stocking, etc will be handled by my husband. Purpose: This entity will be owned by me and my husband and set up to receive payments for vending machine services provided. Services include business development (placement of machines), stocking and maintenance of machines. I*: 2643259 Entity Type: For Profit Name of OBA: Broad Street Holding, LLC Address: Jesup, GA 31545 Investment Related: No Position, Title, Association: Owner Employee Start Date: 8/11/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Entity is a real estate holding company that will hold a small commercial building. Entity will be owned 50/50 by myself and my sister. Building will be used by family only for vending machine services. No rents will be collected. I*: 2697269 Entity Type: Fiduciary role Name of OBA: Estate of R. and I. D. Address: Jesup, GA 31545 Investment Related: No Position, Title, Association: Executor Employee Start Date: 08/31/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Executor for Parents, In-Laws I*4885275, Entity Type: Entity For Profit, Name of OBA: Rock & Refuge Properties, LLC, Address: Cleveland, Georgia, 30571, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 08/14/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: 50% owner of property with my spouse. All rental responsibilities will be managed through a property management company. Holding company set up to hold one residential rental property. Property will be used for personal and rental purposes in North GA. Specific property has not been identified yet.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-12 |
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