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Richard Joseph Gianni

Equitable Advisors, LLC

Cincinnati, OH

CRD 3129884

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2003-01-24
  • OH RA
    APPROVED
    Since 2003-01-24

Branch Locations

4000 Smith Road Suite 300, Cincinnati, OH 45209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2000 06/2020
Equitable Advisors, Llc New York NY 07/2000 Present
Door Dash Cincinnati OH 07/2026 08/2026
  • 07/2000 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 07/2000 → Present
    New York, NY
  • 07/2026 → 08/2026
    Door Dash
    Cincinnati , OH
Other Businesses

Partner/Investor, YOGA ALIVE LLC, HOLBROOK AVE CINCINNATI OH 45243, SINCE 9/2012, 2 HRS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-24
S63 Uniform Securities Agent State Law Examination 1998-11-05
  • S65 Uniform Investment Adviser Law Examination
    2000-08-24
  • S63 Uniform Securities Agent State Law Examination
    1998-11-05

View on SEC IAPD

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