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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2004 | Present |
| Northwestern Mutual Investment Services, Llc | Troy | MI | 03/2005 | Present |
| Eastern Michigan University | Ypsilanti | MI | 09/2000 | Present |
| Northwestern Mutual Investment Services, Llc | Troy | MI | 04/2013 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2014 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. MICHIGAN, 48237, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 06/23/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I WOULD BE ONE OF THE PARTICIPANTS ON THE 401(K) COMMITTEE. 3. BOARD MEMBER, CAMP CASEY, 25882 ORCHARD LAKE RD, FARMINGTON HILLS, MI 48336, , MICHIGAN, 48336, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 9/1/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I WAS RECENTLY NOMINATED TO SERVE ON THE FINANCE COMMITTEE 4. 100% OWNER, TRW DISTRICT NETWORK OFFICE, LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 11/12/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SAME AS BEING AN ADVISOR AND DISTRICT AGENT 5. TRUSTEE, TEK R. WIEGERT LIVING TRUST UAD 03/06/2020, IMMEDIATE FAMILY, START DATE: 12/3/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ACTING AS A TRUSTEE FOR MY OWN TRUST 6. EQUITY OWNER, LWC USA LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 3/25/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-29 |
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