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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-08-03
  • DE RA
    APPROVED
    Since 2023-08-03

Branch Locations

1013 Centre Rd Ste 303, Wilmington, DE 19805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Newtown PA 01/2015 07/2023
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 07/2023
Mml Investors Services, Llc Newtown Square PA 03/2017 07/2023
Principal Life Insurance Company Wilmington DE 07/2023 Present
Principal Securities, Inc. Wilmington DE 07/2023 Present
Creative Financial Group Newtown Square PA 04/2005 07/2023
Financial Advisors Of Delaware Valley Wilmington DE 07/2023 06/2025
Andmore Wealth Partners Wilmington DE 06/2025 Present
  • 01/2015 → 07/2023
    Metlife Securities Inc.
    Newtown, PA
  • 07/2016 → 07/2023
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 07/2023
    Newtown Square, PA
  • 07/2023 → Present
    Principal Life Insurance Company
    Wilmington, DE
  • 07/2023 → Present
    Wilmington, DE
  • 04/2005 → 07/2023
    Creative Financial Group
    Newtown Square, PA
  • 07/2023 → 06/2025
    Financial Advisors Of Delaware Valley
    Wilmington, DE
  • 06/2025 → Present
    Andmore Wealth Partners
    Wilmington, DE
Previous Registrations
  • 2017-03-25 → 2023-08-04
    Newtown Square, PA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2009-07-29 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

**INSURANCE POSITION: Outside insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2023 ADDRESS: 1013 Center Road, Suite 303, Wilmington DE 19805, United States DESCRIPTION: Writing life, health, annuities, disability, LTC, group products through various carriers. **Andmore Wealth Partners (DBA) POSITION: DBA NATURE: Fee-based planning, DI, LI, LTC, group, financial strategies/needs analysis, annuities, mutual funds, securities, seminars/educational workshops INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 07/01/2025 ADDRESS: 1013 Centre Road, Suite 303, Wilmington DE 19805, United States DESCRIPTION: We will provide comprehensive financial planning to business owners, families and individuals. As a result of the planning, we will help implement products needed like insurance and investments. Products/platforms used will be through Principal or through approved 3rd parties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-24
S63 Uniform Securities Agent State Law Examination 2005-04-25
  • S66 Uniform Combined State Law Examination
    2009-07-24
  • S63 Uniform Securities Agent State Law Examination
    2005-04-25
Designations
Other Names
  • John Goodwin
  • John Eugene Goodwin

View on SEC IAPD

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