Kathryn Carleen Pagh

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2024-01-25

WA RA
APPROVED

Since 2024-01-25

Branch Locations

1101 N Northlake Way Ste 104, Seattle, WA 98103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Newaukum Wealth Management	Seattle	WA	04/2007	12/2016
Investors Capital Corporation	Lynnfield	MA	03/2008	10/2016
Cetera Advisors Llc	Denver	CO	10/2016	01/2024
Knight Wealth Management, Llc	Bothell	WA	03/2017	Present
Lpl Financial Llc	Seattle	WA	01/2024	Present

04/2007 → 12/2016

Newaukum Wealth Management

Seattle, WA
03/2008 → 10/2016

Investors Capital Corporation

Lynnfield, MA
10/2016 → 01/2024

Cetera Advisors Llc

Denver, CO
03/2017 → Present

Knight Wealth Management, Llc

Bothell, WA
01/2024 → Present

Lpl Financial Llc

Seattle, WA

Previous Registrations

2016-10-03 → 2024-01-25

Cetera Advisors Llc

Seattle, WA
2015-01-07 → 2016-12-31

Newaukum Wealth Management, Llc

Seattle, WA
2014-10-01 → 2016-10-03

Investors Capital Corp.

Seattle, WA

Lynnfield, MA

Other Businesses

1- 11/ 2023 / KNIGHT WEALTH MANAGEMENT. LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 Hrs Mnth / 8 Hrs during trading 2- 11/2023 / Real Estate Rental / Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-30

S66 Uniform Combined State Law Examination

2014-09-30

Other Names

Kathryn Carleen Hamre
Katie Carleen Pagh
Kathryn Carleen Hamre

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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