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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peoples Bank | Bellingham | WA | 07/2021 | Present |
| Peoples Bank | Bellingham | WA | 02/2020 | 07/2021 |
| Skyscraper Window Cleaning | Seattle | WA | 09/2018 | 09/2019 |
| Pancake Haus Of Edmonds | Edmonds | WA | 10/2014 | 09/2018 |
| Meadowdale High School | Lynnwood | WA | 09/2016 | 08/2017 |
| Edmonds Community College | Edmonds | WA | 09/2017 | 08/2019 |
| Western Washington University | Bellingham | WA | 09/2019 | 12/2021 |
| Lpl Financial Llc | Bellingham | WA | 07/2021 | Present |
1)02/09/2023 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Peoples Investments - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-16 |
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