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Douglas Charles Tyson

Cerity Partners LLC

Cincinnati, OH

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-02-02
  • OH RA
    APPROVED
    Since 2024-02-02

Branch Locations

7845 Kenwood Rd, Cincinnati, OH 45236 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Columbus OH 10/2012 01/2021
Manning & Napier Advisors, Llc Fairport NY 11/2022 10/2023
Manning & Napier Investor Services, Inc. Fairport NY 11/2022 10/2023
Cerity Partners Llc New York NY 01/2024 Present
Franklin University Columbus OH 01/2021 12/2022
  • 10/2012 → 01/2021
    Td Ameritrade
    Columbus, OH
  • 11/2022 → 10/2023
    Manning & Napier Advisors, Llc
    Fairport, NY
  • 11/2022 → 10/2023
    Manning & Napier Investor Services, Inc.
    Fairport, NY
  • 01/2024 → Present
    Cerity Partners Llc
    New York, NY
  • 01/2021 → 12/2022
    Franklin University
    Columbus, OH
Previous Registrations
  • 2022-12-07 → 2023-10-12
    Manning & Napier Advisors, Llc
    Galena, OH
    Fairport, NY
  • 2012-10-09 → 2021-01-11
    Td Ameritrade, Inc.
    Columbus, OH
  • 2012-10-09 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Columbus, OH
  • 2011-03-08 → 2011-11-07
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Annandale, VA
    Mclean, VA
    Falls Church, VA
    Falls Church, VA
    Fairfax, VA
  • 2010-06-21 → 2011-02-25
    Psa Financial Advisors Inc
    Hunt Valley, MD
  • 2009-07-20 → 2009-09-04
    Edward Jones
    St Louis, MO
  • 2005-06-07 → 2008-11-04
    Strategic Advisers Llc
    Bethesda, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-24
S63 Uniform Securities Agent State Law Examination 1998-11-05
  • S66 Uniform Combined State Law Examination
    2005-03-24
  • S63 Uniform Securities Agent State Law Examination
    1998-11-05
Designations
Other Names
  • Douglas Charles Tyson
  • Douglas C Tyson
  • Douglas Tyson

View on SEC IAPD

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ANDERS KRISTIAN JUEL
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CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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