Best Investors Account Sign in
Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-25
TX RA APPROVED 2024-07-25
  • PA RA
    APPROVED
    Since 2024-07-25
  • TX RA
    APPROVED
    Since 2024-07-25

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2021 Present
Jp Java Ocean City NJ 05/2018 09/2018
Hmshost Trenton NJ 03/2015 11/2020
Chipotle Somerspoint NJ 12/2020 05/2021
Atlantic Cape Community College Mayslanding NJ 01/2015 12/2016
Stockton University Galloway NJ 01/2017 05/2021
Tj Maxx Exton PA 06/2024 07/2024
Petsmart Glen Mills PA 07/2024 10/2025
Men's Warehouse Exton PA 12/2024 10/2025
Vanguard Marketing Corporation Malvern PA 06/2021 Present
Vanguard Advisers, Inc. Malvern PA 07/2024 Present
Brooks Brothers King Of Prussia PA 11/2025 Present
  • 06/2021 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 05/2018 → 09/2018
    Jp Java
    Ocean City, NJ
  • 03/2015 → 11/2020
    Hmshost
    Trenton, NJ
  • 12/2020 → 05/2021
    Chipotle
    Somerspoint, NJ
  • 01/2015 → 12/2016
    Atlantic Cape Community College
    Mayslanding, NJ
  • 01/2017 → 05/2021
    Stockton University
    Galloway, NJ
  • 06/2024 → 07/2024
    Tj Maxx
    Exton, PA
  • 07/2024 → 10/2025
    Petsmart
    Glen Mills, PA
  • 12/2024 → 10/2025
    Men's Warehouse
    Exton, PA
  • 06/2021 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 07/2024 → Present
    Malvern, PA
  • 11/2025 → Present
    Brooks Brothers
    King Of Prussia, PA
Other Businesses

NAME OF BUSINESS: BROOKS BROTHERS NON-INVESTMENT-RELATED ADDRESS: KING OF PRUSSUA, PA NATURE OF BUSINESS: RETAIL/SALES POSITION: SALES ASSOCIATE START DATE: 11/2025 APPROXIMATE HOURS/MONTH: 16 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-24
S63 Uniform Securities Agent State Law Examination 2021-08-16
  • S66 Uniform Combined State Law Examination
    2024-07-24
  • S63 Uniform Securities Agent State Law Examination
    2021-08-16
Other Names
  • Duong Tu Lam
  • Dennis Lam

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Malvern, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor