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Theodore Richard Wharton

J.P. Morgan Securities LLC

Westerville, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-21
TX RA APPROVED 2023-08-21
  • OH RA
    APPROVED
    Since 2023-08-21
  • TX RA
    APPROVED
    Since 2023-08-21

Branch Locations

370 S Cleveland Ave, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Westerville OH 06/2021 Present
J.P Morgan Securities Llc Westerville OH 06/2021 Present
Ohio University Athens OH 08/2017 03/2020
Marcs Chagrin Falls OH 05/2018 08/2018
Unemployed Chagrin Falls OH 06/2011 07/2017
Unemployed Midlothian TX 04/2020 05/2021
  • 06/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Westerville, OH
  • 06/2021 → Present
    J.P Morgan Securities Llc
    Westerville, OH
  • 08/2017 → 03/2020
    Ohio University
    Athens, OH
  • 05/2018 → 08/2018
    Marcs
    Chagrin Falls, OH
  • 06/2011 → 07/2017
    Unemployed
    Chagrin Falls, OH
  • 04/2020 → 05/2021
    Unemployed
    Midlothian, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-25
S63 Uniform Securities Agent State Law Examination 2021-09-29
  • S66 Uniform Combined State Law Examination
    2023-05-25
  • S63 Uniform Securities Agent State Law Examination
    2021-09-29
Other Names
  • Theodore Wharton

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
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STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
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