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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-10-01 |
| TX | RA | APPROVED | 2024-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 07/2021 | 09/2023 |
| Ingles Markets Inc. | Flowery Branch | GA | 06/2008 | Present |
| Morgan Stanley | Alpharetta | GA | 01/2023 | 09/2023 |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
Name: Ingles Markets Inc. Investment Related: No Address: 4260 Winder Hwy, Flowery Branch Ga, 30542 Nature of Business: Grocery Store Your Position: Grocery Stocker Start Date: June 2008 Number of hours devoted: 20 hours a month Number of hours during trading hours: 0 Duties: I stock groceries form the back room to the sales floor to make available to customers. Before the end of shift I clean up the area in the stock room that I was working from.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-21 |
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