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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-10-17 |
Branch Locations
6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Alabama - Huntsville / Propulsion Research Center | Huntsville | AL | 08/2015 | 05/2018 |
| Radiobro Inc | Huntsville | AL | 06/2016 | 06/2018 |
| Fastenal | Murray | KY | 07/2018 | 06/2021 |
| Fidelity Investments | Denver | CO | 06/2021 | 09/2024 |
| Murray State University | Murray | KY | 08/2018 | 05/2021 |
| University Of Alabama - Huntsville | Huntsville | AL | 08/2015 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 09/2024 | Present |
| Bank Of America, N.A. | Greenwood Village | CO | 11/2024 | Present |
I*2048397, Entity Type, Entity for Profit, Name of OBA: The TCG Brokers LLC, Address: Denver, CO, 80221, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Owner, Employee Start Date: 10/14/2024, No Hours: 7hrs/Weekly, No Hours during trading: 0, Duties: Purpose of the entity is a small (currently online) hobby shop presence to offer retail selling of game supplies (board games and cards) and related hobby supplies (paint and materials). Main platforms of use are eBay, TCG Player, and own website thetcgbrokers.com. My responsibilities will be oversight and facilitation of business operations that will require an average of 5 to 10 hours at most a week (typically on the weekends). There will be currently a single employee handling day to day operations as a 1099 contractor. This entity will have no affiliations to the finance industry or related fields that could conflict with Merrilll/BofA job duties. The only financial handling will be a singular Business Checking Account opened through BofA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-03 |
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