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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-10-25
TX RA APPROVED 2022-10-14
  • AZ RA
    APPROVED
    Since 2022-10-25
  • TX RA
    APPROVED
    Since 2022-10-14

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Scottsdale AZ 07/2021 Present
Jpmorgan Chase Bank Na Scottsdale AZ 07/2021 Present
Chacon, Diaz, & Di Virgilio Wealth Management Gainesville FL 12/2020 06/2021
Mississippi Braves Pearl MS 02/2019 08/2019
Mississippi Golf Association Pearl MS 08/2018 02/2019
Delta State University Cleveland MS 08/2016 05/2018
University Of Florida Gainesville FL 08/2019 05/2021
Unemployed Ridgeland MS 06/2018 07/2018
  • 07/2021 → Present
    Jpmorgan Securities Llc
    Scottsdale, AZ
  • 07/2021 → Present
    Jpmorgan Chase Bank Na
    Scottsdale, AZ
  • 12/2020 → 06/2021
    Chacon, Diaz, & Di Virgilio Wealth Management
    Gainesville, FL
  • 02/2019 → 08/2019
    Mississippi Braves
    Pearl, MS
  • 08/2018 → 02/2019
    Mississippi Golf Association
    Pearl, MS
  • 08/2016 → 05/2018
    Delta State University
    Cleveland, MS
  • 08/2019 → 05/2021
    University Of Florida
    Gainesville, FL
  • 06/2018 → 07/2018
    Unemployed
    Ridgeland, MS
Other Businesses

Entity Name: Holy Trinity Greek Orthodox Cathedral Investment related: Yes Address: 1973 E Maryland Ave, Phoenix, AZ 85016 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 03/06/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The organization is a church (non-profit). I currently am a member on the parish council, and am the treasurer for the church. My role consists of managing the church's budget, forecasting the church's finances for the foreseeable future, and communicating the church's financial position to the parishioners on a quarterly basis. The church does have it's operating accounts and an investment account. I have no authority on these accounts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-22
  • S66 Uniform Combined State Law Examination
    2021-08-22
Other Names
  • Emil Ellis
  • Clyde Emil Ellis Jr.
  • Clyde Emil Ellis

View on SEC IAPD

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