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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-11-15
  • WA RA
    APPROVED
    Since 2023-11-15

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

11593 Foothills Place Nw, Silverdale, WA 98383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Bellevue WA 05/2023 10/2023
World Financial Group, Inc. Bellevue WA 02/2021 Present
M2 Anesthesia Lake Tapps WA 06/2016 05/2020
Unemployed Silverdale WA 06/2020 10/2020
Ki Financial, Llc Silverdale WA 04/2021 Present
Rodan And Fields San Francisco CA 10/2020 02/2023
Vanderbilt Financial Group. Woodbury NY 11/2023 Present
  • 05/2023 → 10/2023
    Transamerica Financial Advisors, Inc
    Bellevue, WA
  • 02/2021 → Present
    World Financial Group, Inc.
    Bellevue, WA
  • 06/2016 → 05/2020
    M2 Anesthesia
    Lake Tapps, WA
  • 06/2020 → 10/2020
    Unemployed
    Silverdale, WA
  • 04/2021 → Present
    Ki Financial, Llc
    Silverdale, WA
  • 10/2020 → 02/2023
    Rodan And Fields
    San Francisco, CA
  • 11/2023 → Present
    Vanderbilt Financial Group.
    Woodbury, NY
Previous Registrations
Other Businesses

Ki Financial, LLC. Not investment related. Start date: 11/15/2023. Address: 11593 Foothills Pl Nw, Silverdale WA, 98383. Title: Financial Coach and Educator. Duties: Teach the basics of money management and budgeting. Create debt reduction and payoff plans. Work with clients through financial traumas. Time spent during regular hours: 5%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-20
S63 Uniform Securities Agent State Law Examination 2023-08-29
  • S65 Uniform Investment Adviser Law Examination
    2023-09-20
  • S63 Uniform Securities Agent State Law Examination
    2023-08-29
Other Names
  • Deanna Lynn Obergfell
  • Deanna Oneal
  • Deanna Lynn Obergfell
  • Deanna Lynn Oneal

View on SEC IAPD

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