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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-29
NJ RA APPROVED 2022-03-21
  • TX RA
    APPROVED
    Since 2022-03-29
  • NJ RA
    APPROVED
    Since 2022-03-21

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2021 Present
Electrical Motor Repair Trenton NJ 01/2011 09/2020
Century 21 Newtown - Contract Work 1099 Newtown PA 11/2020 06/2021
Bank Of America N.A. Princeton NJ 12/2022 Present
  • 06/2021 → Present
    Pennington, NJ
  • 01/2011 → 09/2020
    Electrical Motor Repair
    Trenton, NJ
  • 11/2020 → 06/2021
    Century 21 Newtown - Contract Work 1099
    Newtown, PA
  • 12/2022 → Present
    Bank Of America N.A.
    Princeton, NJ
Other Businesses

Elevator Motor Service. Business is personal investments. Address XX North Main Street. Title: Owner Start of business September 15 2015 Expected hours 5 hours yearly. No work time devoted to working in investment properties. Manage 3 rental properties for personal retirement saving paid in full.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-18
  • S66 Uniform Combined State Law Examination
    2022-03-18

View on SEC IAPD

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