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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-11-13
  • WI RA
    APPROVED
    Since 2023-11-13

Branch Locations

1749 Spakenburg Road, Holmen, WI 54636 • United States

West Salem, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bluff View Bank / Bluff View Investment Solutions Holmen WI 03/2018 Present
Galesville Pharmacy Galesville WI 08/2016 03/2018
Bluff View Bank Holmen WI 06/2021 Present
Cetera Investment Services Llc St Cloud MN 06/2021 Present
Cetera Investment Advisers Llc Holmen WI 11/2023 Present
  • 03/2018 → Present
    Bluff View Bank / Bluff View Investment Solutions
    Holmen, WI
  • 08/2016 → 03/2018
    Galesville Pharmacy
    Galesville, WI
  • 06/2021 → Present
    Bluff View Bank
    Holmen, WI
  • 06/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2023 → Present
    Holmen, WI
Other Businesses

MARKETING COMMITTEE, SOCIAL MEDIA MANAGER & CUSTOMER SERVICE REP FOR BLUFF VIEW BANK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-08
  • S66 Uniform Combined State Law Examination
    2023-11-08
Other Names
  • Miranda Kay Elliott
  • Miranda Elliott

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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