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Todd Arthur Trautmann

Thrivent Investment Management Inc.

Holmen, WI

CRD 3164848

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-08-10
TX RA APPROVED_RES 2009-09-18
WI RA APPROVED 2002-07-01
  • MN RA
    APPROVED
    Since 2022-08-10
  • TX RA
    APPROVED_RES
    Since 2009-09-18
  • WI RA
    APPROVED
    Since 2002-07-01

Branch Locations

505 Empire St, Holmen, WI 54636 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Holmen WI 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

RENTAL PROPERTY POSITION: Owner/Landlord NATURE: Collect rents and other duties as needed. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2015 ADDRESS: 109 S Holmen Dr, Holmen WI 54636, United States DESCRIPTION: collecting rent and various maintence CHILDRENS BOOK AUTHOR POSITION: owner NATURE: I have written a book and intend to sell the book. It is a children's book and a story of my daughter taking her dog to school. I will share the book and silicate sales in many different venues including on line/international/local radio and book stores and friends and family. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2020 ADDRESS: N5906 Park Dr, Onalaska WI 54650, United States DESCRIPTION: sales and promotion of this children's book and author reading times in local classrooms in non client or Thrivent related locations or events HOLMEN AREA COMMUNITY CENTER POSITION: board member NATURE: community activity center for the area. Provides health and wellness along with activities for the surrounding Holmen area community INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 600 N Holmen Dr, Holmen WI 54636, United States DESCRIPTION: monthly board meetings basic board responsibilities around staffing decisions approval of goals and direction of the organization and budget approval

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-23
S63 Uniform Securities Agent State Law Examination 1999-01-21
  • S65 Uniform Investment Adviser Law Examination
    2001-08-23
  • S63 Uniform Securities Agent State Law Examination
    1999-01-21

View on SEC IAPD

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