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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Premier Planning Group | Annapolis | MD | 07/2021 | 02/2022 |
| Colorado College | Colorado Springs, Remote | CO | 06/2019 | 06/2021 |
| Colorado College Writing Center | Colorado Springs | CO | 04/2017 | 05/2019 |
| Colorado College Residential Life | Colorado Springs | CO | 08/2016 | 05/2017 |
| Associated Colleges Of The U.S. | Remote | IL | 08/2017 | 12/2017 |
| Full-Time Student - Colorado College | Colorado Springs | CO | 08/2015 | 05/2019 |
| Aerie | Annapolis | MD | 11/2020 | 04/2021 |
| Colorado College Office Of Financial Aid | Colorado Springs | CO | 08/2015 | 01/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2022 | Present |
| Cetera Advisor Networks | El Segundo | CA | 07/2021 | 01/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Premier Planning Group | Annapolis | MD | 05/2022 | Present |
1. NAME OF OTHER BUSINESS: PREMIER PLANNING GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: ASSISTANT APX NUMBER OF HOURS PER WEEK: 37 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: MANAGERIAL WORK AROUND THE OFFICE, INCLUDING EVENT COORDINATION, CUSTOMER SERVICE, AND PROVIDING PAPERWORK TO CLIENTS. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/07/2022; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-10 |
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