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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • MD RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

101 Annapolis Street, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Premier Planning Group Annapolis MD 07/2021 02/2022
Colorado College Colorado Springs, Remote CO 06/2019 06/2021
Colorado College Writing Center Colorado Springs CO 04/2017 05/2019
Colorado College Residential Life Colorado Springs CO 08/2016 05/2017
Associated Colleges Of The U.S. Remote IL 08/2017 12/2017
Full-Time Student - Colorado College Colorado Springs CO 08/2015 05/2019
Aerie Annapolis MD 11/2020 04/2021
Colorado College Office Of Financial Aid Colorado Springs CO 08/2015 01/2017
Cetera Wealth Services, Llc El Segundo CA 01/2022 Present
Cetera Advisor Networks El Segundo CA 07/2021 01/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Premier Planning Group Annapolis MD 05/2022 Present
  • 07/2021 → 02/2022
    Premier Planning Group
    Annapolis, MD
  • 06/2019 → 06/2021
    Colorado College
    Colorado Springs, Remote, CO
  • 04/2017 → 05/2019
    Colorado College Writing Center
    Colorado Springs, CO
  • 08/2016 → 05/2017
    Colorado College Residential Life
    Colorado Springs, CO
  • 08/2017 → 12/2017
    Associated Colleges Of The U.S.
    Remote, IL
  • 08/2015 → 05/2019
    Full-Time Student - Colorado College
    Colorado Springs, CO
  • 11/2020 → 04/2021
    Aerie
    Annapolis, MD
  • 08/2015 → 01/2017
    Colorado College Office Of Financial Aid
    Colorado Springs, CO
  • 01/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2021 → 01/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 05/2022 → Present
    Premier Planning Group
    Annapolis, MD
Other Businesses

1. NAME OF OTHER BUSINESS: PREMIER PLANNING GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: ASSISTANT APX NUMBER OF HOURS PER WEEK: 37 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: MANAGERIAL WORK AROUND THE OFFICE, INCLUDING EVENT COORDINATION, CUSTOMER SERVICE, AND PROVIDING PAPERWORK TO CLIENTS. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/07/2022; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-10
  • S66 Uniform Combined State Law Examination
    2022-05-10
Other Names
  • Charlotte Conant Wall

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