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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-07-24
TX RA APPROVED_RES 2025-07-21
  • DC RA
    APPROVED
    Since 2025-07-24
  • TX RA
    APPROVED_RES
    Since 2025-07-21

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Washington DC 07/2021 07/2025
Keller Williams Realty, Inc. New Orleans LA 06/2020 10/2020
Compliance.aI San Francisco CA 08/2019 06/2020
Wake Forest University Winston-Salem NC 08/2017 05/2021
Bullis Potomac MD 01/2011 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 07/2025 Present
Bank Of America, N.A. Washington DC 08/2025 Present
  • 07/2021 → 07/2025
    Ubs
    Washington, DC
  • 06/2020 → 10/2020
    Keller Williams Realty, Inc.
    New Orleans, LA
  • 08/2019 → 06/2020
    Compliance.aI
    San Francisco, CA
  • 08/2017 → 05/2021
    Wake Forest University
    Winston-Salem, NC
  • 01/2011 → 05/2017
    Bullis
    Potomac, MD
  • 07/2025 → Present
    Washington, DC
  • 08/2025 → Present
    Bank Of America, N.A.
    Washington, DC
Previous Registrations
  • 2021-10-04 → 2025-08-14
    Washington, DC
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-01
  • S66 Uniform Combined State Law Examination
    2021-10-01

View on SEC IAPD

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