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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-10-17 |
Branch Locations
220 E Ludington St 1St Floor, Iron Mountain, MI 49801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Marquette | MI | 06/2021 | 01/2022 |
| Marquette Area Public Schools | Marquette | MI | 12/2008 | 09/2021 |
| Wellsfargo Clearing Services, Llc | Iron Mountain | MI | 03/2022 | 10/2024 |
| Wells Fargo Advisors Financial Network, Llc | Iron Mountain | MI | 10/2024 | Present |
DICKINSON COUNTY ANIMAL SHELTER, NOT INV RELATED, QUINNESEC, MI, FINANCE COMMITTEE MEMBER, START 11/11/24, 1 HR PER MONTH, 0 HRS DURING TRADING, HELPING ESTABLISH INVESTMENT GUIDELINES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-13 |
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