Katherine Anne Alt

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → Present
  Charles Schwab & Co., Inc.
  Indianapolis, IN
• 03/2019 → 05/2021
  Iucorps
  Bloomington, IN
• 10/2018 → 03/2019
  Iu Corps
  Bloomington, IN
• 05/2014 → 08/2020
  Prairie View Golf Club
  Carmel, IN
• 04/2025 → Present
  Charles Schwab Bank
  Indianapolis, IN

Exams

• S66 Uniform Combined State Law Examination
  2026-04-13
• S63 Uniform Securities Agent State Law Examination
  2022-04-25

Other Names

• Kate Anne Alt