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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Menards | Princeton | IN | 07/2018 | 02/2019 |
| Onemain Financial | Evansville | IN | 06/2019 | 02/2020 |
| Menards | Princeton | IN | 02/2020 | 04/2021 |
| Fidelity Investments | Covington | KY | 06/2021 | 11/2023 |
| Oakland City University | Oakland City | IN | 08/2018 | 05/2021 |
| Vincennes University | Vincennes | IN | 08/2016 | 05/2018 |
| Unemployed | Patoka | IN | 11/2023 | 01/2024 |
| German American Bank | Washington | IN | 01/2024 | Present |
| Lpl Financial | Washington | IN | 01/2024 | Present |
1- 01/2024 / German American Investment Services Group / DBA for LPL Business (entity for LPL business) / Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-01 |
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